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Recordkeeper Direct

Service line: 800-421-0180

Website: https://www.myplanrs.com/tf/myPLAN/Welcome?cz=3000518

To obtain the Participant Fee Disclosure:

• From the Plan Summary landing page, click on the Plan Notices link under Access plan notice and fee disclosure resources on the right.
• Then download the Participant Fee Disclosure under Documents.

To obtain a Plan Asset Statement by fund:

• From the Plan Summary landing page click on Financials from the Plan Administration dropdown tab.

To obtain the Recordkeeping Service Agreement:

• From the Plan Summary landing page, click on search for “RKD Service Agreement” in the search box, under the Forms tab and download.

For general questions, call 800/421-6019 from 8 a.m. to 8 p.m. Eastern time, Monday through Friday.

Capital Group

Service Line: 800-421-0180

Website: https://planadmin-americanfunds.retirementpartner.com/planweb/#/login

To obtain the Participant Fee Disclosure:

• From the Plan Summary home page, click on Participant fee disclosure under the Fiduciary Center dropdown on the left.
• Then download the Participant Fee Disclosure under Plan Fees.

To obtain a Plan Asset Statement by fund:

• One the Plan Summary landing page click on the Plan Assets for a breakdown of assets by fund.

Service line: 800-345-6363

Website: https://www.sponsorinsight.com/ascensus

To obtain a Plan Fee Disclosure:

• On the Welcome page, click Disclosures in the Information box.
• Then click the most recent Sponsor Disclosure link to download disclosure.

To obtain a Plan Asset Statement by fund:

• On the Welcome page, click Investments & Balances on the Plan tab.
• Then right click and print the page.

Service line: 877-694-4015

Website: https://plan.empower-retirement.com/static/PlanEmpower/welcome.html

To obtain a Plan Fee Disclosure:

• On the home page, click Fiduciary Reports, then Required Notices
• Click Fee Disclosure Documents, then click Fee Disclosure
• Under Plan Fees, click Empower

*Plan Assets by fund included on Plan Fee Disclosure

Service line: 833-349-6757

Website: https://sponsor.fidelity.com/pspublic/pca/psw/public/homepage.html

To obtain a Plan Asset Statement and Adoption Agreement:

• Click on the 3rd tab labeled Administrator Plans
• From the dropdown list, select DC, under Plan History you will get the Statement of Assets
• On the same tab, select Compliance, and then you will find Plan Documents‐Adoption Agreement

To obtain a Plan Fee Disclosure:

• Call 833-349-6757 and speak to the Client Manager or you can Open a Service Request by following these steps:
  • Hover over Working with Fidelity, select Open a Service Request
  • Open a General Inquiry Service Request at bottom of window
  • Under Select an Area for your Inquiry select Other
  • Under Indicate what your request is about select Other
  • Enter in, “408(b)(2) plan fee disclosure request”

Service line: 800-333-0963

Website: https://www.johnhancock.com/plan-sponsors.html

To obtain a Plan Fee Disclosure:

• On the home page hover over the Your Resources tab, then click Regulatory Disclosures
• Click on Updates to 408(b)(2) disclosures
• Fee Disclosure will open in new window, select Print Report

To obtain a Plan Asset Statement:

• On the home page, click on Investment allocation from the Quick Links drop down box on the right.
• Then click download report

Service line:

Director: 800-510-4015

Alliance: 800-234-3500

Website: https://www.lfg.com/public/employersorganizations#

Lincoln doesn’t provide the 408(b) (2) on the website, but they do provide the participant fee disclosure which lists all associated plan fees. Obtain this, the annual Plan Review and the Plan Asset Statement by fund.

For the Participant Fee Disclosure & Annual Plan Review:

• On the Home Page, click 404(a) Participant Fee Disclosure
• You will then be given an option to print the disclosure as a Word document
• On the Home page, click Annual Plan Review pdf.

For the Plan Asset Statement:

• On the Home Page, click Balance Details, then print the Plan Balance Detail page

Total Retirement Center

Service line: 800-637-6444

Website: https://retire.massmutual.com/trc2/public/login.aspx

To obtain a Plan Fee Disclosure:

• From the Retirement Center landing page, click on the Plan Management Drop down tab.
• Then click Participant Disclosure under Fee Disclosures and download Current Fee Disclosure.
• Or you can call 800-743-5274

*The plan assets by fund are included on Plan Fee Disclosure

Service line: 800-321-6064 or 800-626-3112, Opt. 1 (RPS desk)

Website: https://myplan.nwservicecenter.com/iApp/isc/cmd/Login?_ga=2.234670878.1684434448.1516731940-707821764.1516731940

Nationwide doesn’t provide the 408(b) (2) on the website, but they do provide the participant fee disclosure which lists all associated plan fees.

To obtain a Participant Fee Disclosure:

• On the Home Page, click on the Cases & Participants tab on the left side. A drop down will appear, click on Fee Disclosure
• Click the Participant Disclosures tab on the right, and then the Participant Disclosure Statement link to download disclosure

Service line: 317-285-4107

Website: https://www.oneamerica.com/products-services/business-retirement-services

AUL doesn’t provide the 408(b) (2) on the website, but they do provide the participant fee disclosure which lists all associated plan fees. You can obtain this with a Plan Asset Statement by fund.

To obtain the Participant Fee Disclosure:

• On the Home Page, click Documents. A drop down will appear, then click Important Documents.
• Click Plan Documents (including Amendments and Notices), and then Plan Correspondence and Notices and download the Participant Fee Disclosure

To obtain the Plan Asset Statement:

• On the Account Detail page, click Print

Service line: 800-986-3343

Website: https://www.principal.com/employers/employee-benefits/retirement-plans

To obtain the Plan Fee Disclosure:

• From the Plan Sponsor landing page, select Administrative from the left menu, then select Fees
• Your last 3 Plan 408(b)(2) fee disclosures will be available

*The Plan asset statement by fund is included in the fee disclosure. 

Service line: 800-473-6879

Website: https://www.sentry.com/

Sentry doesn’t provide a 408(b)(2) on their website, but they do provide a Participant Fee Disclosure which lists all associated plan fees. Obtain this with a Plan Asset Statement.

To obtain the Participant Fee Disclosure:

• On the home page, click Forms from the Forms & Reports drop down.

• Click English to download the Participant Fee Disclosure under Annual Participant Notices

To obtain a Plan Asset Statement:

• On the home page, click Reports from the Forms & Reports drop down.
• Select Plan Overview and click Submit.

Service line: 800-755-5801

Website: https://trsretire.com/index.jsp

To obtain a Plan Fee Disclosure:

• Select Plan Information on left tool bar, then click Document Center from drop down
• Select the Notices and Communications tab
• Click Fee Disclosure 408(b)(2) from drop down

To obtain a Plan Asset Statement:

Simply download the Summary of plan assets on the main Plan Information Tab.

Service line: 800-537-1936

Website: https://retirementsolutions.financialtrans.com/tf/myPLAN/SponsorWelcome?cz=3191715

To obtain a Plan Fee Disclosure:

• From the Plan Summary page, click on the Plan Information drop down tab.
• Then click the Plan Documents drop down.
• Download the Sponsor Fee Disclosure Notice, from the Notices drop down.

*The plan assets by fund are included on the Plan Fee Disclosure

Service line: 866-481-3653

Website: https://sponsor.voya.com/static/sponsor/SponsorLogin.fcc

To obtain a Plan Fee Disclosure:

• Select Plan Info from the top menu bar on the main Plan Summary page
• Select Sponsor Disclosure from the drop down
• Choose appropriate disclosure by date

To obtain a Plan Asset Statement:

• Click on Investment at the bottom of the Plan Summary page.
• Then click the Excel icon to export the Plan Assets statement.